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Reliability Standards

May 30, 2017


NERC Standard

Title

NB Appendix

Approved Date

Effective Date

BAL-001-2

Real Power Balancing Control Performance

BAL-001-2-NB-0

11/17/15

01/01/17

BAL-002-1

Disturbance Control Performance

 

02/24/12

04/01/13

BAL-003-1.1

Frequency Response and Frequency Bias Setting

BAL-003-1.1-NB-0

04/07/16

04/07/16

BAL-004-0

Time Error Correction

 

02/24/12

02/24/12

BAL-005-0.2b

Automatic Generation Control

BAL-005-0.2b-NB-0
(Effective 06/11/14)

11/20/12

11/20/12

BAL-006-2

Inadvertent Interchange

 

02/24/12

04/01/12

CIP-002-5.1

Cyber Security — BES Cyber System Categorization

CIP-002-5.1-NB-1

06/25/14

01/01/17

CIP-003-6

Cyber Security — Security Management Controls

CIP-003-6-NB-0

09/07/16

01/01/172

CIP-004-6

Cyber Security — Personnel & Training

CIP-004-6-NB-0

09/07/16

01/01/17

CIP-005-5

Cyber Security-Electronic Security Perimeter(s)

CIP-005-NB-2

09/07/16

01/01/17

CIP-005-5

Cyber Security-Electronic Security Perimeter(s)

CIP-005-NB-2

09/07/16

01/01/17

CIP-006-6

Cyber Security — Physical Security of BES Cyber Systems

CIP-006-6-NB-0

09/07/16

01/01/17

CIP-007-6

Cyber Security — System Security Management

CIP-007-6-NB-0

09/07/16

01/01/172

CIP-008-5

Cyber Security-Incident Reporting and Response Planning

CIP-008-5-NB-1

06/25/14

01/01/17

CIP-009-6

Cyber Security — Recovery Plans for BES Cyber Systems

CIP-009-6-NB-0

09/07/16

01/01/17

CIP-010-2

Cyber Security — Configuration Change Management and Vulnerability Assessments

CIP-010-2-NB-0

09/07/16

01/01/172

CIP-011-2

Cyber Security — Information Protection

CIP-011-2-NB-0

09/07/16

01/01/17

CIP-014-2

Physical Security

CIP-014-2-NB-0

12/10/15

04/02/16

COM-001-2.1

Communications

COM-001-2.1-NB-0

04/07/16

04/07/16

COM-001-3

Communications

COM-001-3-NB-0

03/16/17

01/01/18

COM-002-4

Operating Personnel Communications Protocols

COM-002-4-NB-0

12/21/15

01/01/17

EOP-001-2.1b

Emergency Operations Planning

 

02/08/10

07/01/13

EOP-002-3.1

Capacity and Energy Emergencies

 

11/20/12

11/20/12

EOP-003-2

Load Shedding Plans

 

06/30/12

10/01/13

EOP-004-2

Event Reporting

 

09/27/13

04/01/14

EOP-004-3

Event Reporting

EOP-004-3-NB-0

07/12/16

10/01/17

EOP-005-2

System Restoration from Blackstart Resources

EOP-005-2-NB-0
(Effective 06/11/14)

02/08/10

07/01/13

EOP-006-2

System Restoration Coordination

 

02/08/10

07/01/13

EOP-008-1

Loss of Control Center Functionality

 

02/28/11

07/01/13

EOP-010-1

Geomagnetic Disturbance Operations

EOP-010-1-NB-0

01/15/15

10/01/15

EOP-011-1

Emergency Operations

EOP-011-1-NB-0

07/12/16

10/01/17

FAC-001-2

Facility Interconnection Requirements

FAC-001-2-NB-0

04/13/15

07/01/16

FAC-002-2

Facility Interconnection Studies

FAC-002-2-NB-0

04/13/15

07/01/16

FAC-003-4

Transmission Vegetation Management

FAC-003-4-NB-0

09/07/16

01/01/17

FAC-008-3

Facility Ratings

FAC-008-3-NB-0
(Effective 06/11/14)

02/24/12

04/01/13

FAC-010-2.1

System Operating Limits Methodology for the Planning Horizon

FAC-010-2.1-NB-0
(Effective 06/11/14)

02/28/11

02/28/11

FAC-010-3

System Operating Limits Methodology for the Planning Horizon

FAC-010-3-NB-0

07/12/16

10/01/17

FAC-011-2

System Operating Limits Methodology for the Operations Horizon

FAC-011-2-NB-0
(Effective 06/11/14)

02/23/09

02/23/09

FAC-011-3

System Operating Limits Methodology for the Operations Horizon

FAC-011-3-NB-0
(Effective 06/11/14)

07/12/16

10/01/17

FAC-013-2

Assessment of Transfer Capability for the Near-term Transmission Horizon

FAC-013-2-NB-0
(Effective 06/11/14)

02/24/12

04/01/13

FAC-014-2

Establish and communicate System Operating Limits

 

02/23/09

02/23/09

INT-004-3.1

Dynamic Transfers

INT-004-3.1-NB-0

04/28/15

04/28/15

INT-006-4

Evaluation of Interchange Transactions

INT-006-4-NB-0

11/28/14

04/01/15

INT-009-2.1

Implementation of Interchange

INT-009-2.1-NB-0

04/28/15

04/28/15

INT-010-2.1

Interchange Initiation and Modification for Reliability

INT-010-2.1-NB-0

04/28/15

04/28/15

INT-011-1.1

Intra-Balancing Authority Transaction Identification

INT-011-1.1-NB-0

04/28/15

04/28/15

IRO-001-1.1

Reliability Coordination - Responsibilities and Authorities

 

02/23/09

02/23/09

IRO-001-4

Reliability Coordination – Responsibilities

IRO-001-4-NB-0

07/12/16

10/01/17

IRO-002-2

Reliability Coordination - Facilities

 

02/23/09

07/01/09

IRO-002-4

Reliability Coordination – Monitoring and Analysis

IRO-002-4-NB-0

07/12/16

10/01/17

IRO-003-2

Reliability Coordination - Wide Area View

 

11/01/06

11/01/06

IRO-004-2

Reliability Coordination - Operations Planning

 

02/23/09

07/01/09

IRO-005-3.1a

Reliability Coordination - Current Day Operations

 

11/20/12

11/20/12

IRO-006-EAST-2

Transmission Loading Relief Procedure for the Eastern Interconnection

IRO-006-EAST-2-NB-0

05/24/16

10/01/16

IRO-008-1

Reliability Coordinator Operational Analyses and Real-time Assessments

 

02/23/09

07/01/09

IRO-008-2

Reliability Coordinator Operational Analyses and Real-time Assessments

IRO-008-2-NB-0

07/12/16

10/01/17

IRO-009-2

Reliability Coordinator Actions to Operate Within IROLs

IRO-009-2-NB-0

05/24/16

07/01/16

IRO-010-1a

Reliability Coordinator Data Specification and Collection

 

02/28/11

01/01/12

IRO-010-2

Reliability Coordinator Data Specification and Collection

IRO-010-2-NB-0

07/12/16

07/01/172

IRO-014-1

Procedures, Processes or Plans to Support Coordination Between Reliability Coordinators

 

02/07/06

02/07/06

IRO-014-3

Coordination Among Reliability Coordinators

IRO-014-3-NB-0

07/12/16

10/01/17

IRO-015-1

Notifications and Information Exchange Between Reliability Coordinators

 

02/07/06

02/07/06

IRO-016-1

Coordination of Real-time Activities Between Reliability Coordinators

IRO-016-1-NB-0
(Effective 06/11/14)

02/07/06

02/07/06

IRO-017-1

Outage Coordination

IRO-017-1-NB-0

07/12/16

10/01/17

IRO-018-1(i)

Reliability Coordinator Real-time Reliability Monitoring and Analysis Capabilities

IRO-018-1(i)-NB-0

05/12/17

10/01/18

MOD-001-1a

Available Transmission system Capability

 

02/28/11

04/01/11

MOD-004-1

Capacity Benefit Margin

 

02/23/09

04/01/11

MOD-008-1

Transmission Reliability Margin Calculation Methodology

 

02/08/10

04/01/11

MOD-016-1.1

Documentation of Data Reporting Requirements for Actual and Forecast Demands, Net Energy for Load, & Controllable Demand-Side Management

 

02/23/09

02/23/09

MOD-017-0.1

Aggregated Actual and forecast Demands and Net Energy for Load

 

02/23/09

02/23/09

MOD-018-0

Reports of Actual and Forecast Demand

 

02/07/06

02/07/06

MOD-019-0.1

Forecasts of Interruptible Demands and DCLM Data

 

02/23/09

02/23/09

MOD-020-0

Providing Interruptible Demands and Direct Control Load Management Data to System Operators and Reliability Coordinators

 

02/07/06

02/07/06

MOD-021-1

Documentation of the Accounting Methodology for the Effects of Demand-Side Management in Demand and Energy Forecasts

 

02/28/11

01/01/12

MOD-025-2

Verification and Data Reporting of Generator Real and Reactive Power Capability and Synchronous Condenser Reactive Power Capability

MOD-025-2-NB-0

11/12/14

01/01/172

MOD-026-1

Verification of Models and Data for Generator Excitation Control System or Plant Volt/Var Control Functions

MOD-026-1-NB-0

11/12/14

01/01/152

MOD-027-1

Verification of Models and Data for Turbine/Governor and Load Control or Active Power/Frequency Control Functions

MOD-027-1-NB-0

11/12/14

01/01/152

MOD-028-2

Area Interchange Methodology

 

09/27/13

10/01/13

MOD-029-1a

Rated System Path Methodology

 

02/28/11

04/01/11

MOD-029-2a

Rated System Path Methodology

MOD-029-2a-NB-0

07/12/16

10/01/17

MOD-030-2

Flowgate Methodology

 

02/08/10

04/01/11

MOD-030-3

Flowgate Methodology

MOD-030-3-NB-0

07/12/16

10/01/17

MOD-031-1

Demand and Energy Data

MOD-031-1-NB-0

10/05/15

01/01/17

MOD-032-1

Data for Power System Modeling and Analysis

MOD-032-1-NB-0

09/22/14

10/01/15

MOD-033-1

Steady-State and Dynamic System Model Validation

MOD-033-1-NB-0

09/22/14

10/01/17

NUC-001-3

Nuclear Plant Interface Coordination

NUC-001-3-NB-0

09/10/15

10/01/16

PER-001-0.2

Operating Personnel Responsibility and Authority

 

11/20/12

11/20/12

PER-003-1

Operating Personnel Credentials

 

02/24/12

04/01/13

PER-004-2

Reliability Coordination - Staffing

 

02/08/10

02/08/10

PER-005-2

Operations Personnel Training

PER-005-2-NB-0

11/13/14

01/01/17

PRC-001-1.1(ii)

System Protection Coordination

PRC-001-1.1(ii)-NB-0

12/14/15

12/14/15

PRC-002-2

Disturbance Monitoring and Reporting Requirements

PRC-002-2-NB-0

05/17/16

01/01/172

PRC-004-4(i)

Protection System Misoperation Identification and Correction

PRC-004-4(i)-NB-0

05/24/16

01/01/17

PRC-004-5

Protection System Misoperation Identification and Correction

PRC-004-5-NB-0

04/08/16

10/02/17

PRC-004-5(i)

Protection System Misoperation Identification and Correction

PRC-004-5(i)-NB-0

05/24/16

10/02/17

PRC-005-1.1b

Transmission and Generation Protection System Maintenance and Testing

PRC-005-1.1b-NB-0

05/14/14

05/14/14

PRC-005-2(i)

Protection System Maintenance

PRC-005-2(i)-NB-0

12/14/15

12/14/15

PRC-005-6

Protection System, Automatic Reclosing, and Sudden Pressure Relaying Maintenance

PRC-005-6-NB-0

05/17/16

07/01/162

PRC-006-2

Automatic Underfrequency Load Shedding

PRC-006-2-NB-0

08/24/15

04/01/16

PRC-006-NPCC-1

Automatic Underfrequency Load Shedding (Requirements R1-R7)

 

06/14/13

01/01/16

PRC-006-NPCC-1

Automatic Underfrequency Load Shedding (Requirements R8-R23)

 

06/14/13

07/01/15

PRC-008-0

Underfrequency Load Shedding Equipment Maintenance Programs

 

02/08/05

02/08/05

PRC-010-0

Assessment of the Design and Effectiveness of UVLS Program

PRC-010-0-NB-0
(Effective 06/11/14)

02/08/05

02/08/05

PRC-010-1

Undervoltage Load Shedding

PRC-010-1-NB-0

07/12/16

10/01/17

PRC-010-2

Undervoltage Load Shedding

PRC-010-2-NB-0

07/12/16

10/02/17

PRC-011-0

UVLS System Maintenance and Testing

 

02/08/05

02/08/05

PRC-015-0

Special Protection System Data and Documentation

 

02/08/05

02/08/05

PRC-015-1

Remedial Action Scheme Data and Documentation

PRC-015-1-NB-0

07/12/16

10/01/17

PRC-016-0.1

Special Protection System Misoperations

 

02/23/09

02/23/09

PRC-016-1

Remedial Action Scheme Misoperations

PRC-016-1-NB-0

07/12/16

10/01/17

PRC-017-0

Special Protection System Maintenance and Testing

 

02/08/05

02/08/05

PRC-017-1

Remedial Action Scheme Maintenance and Testing

PRC-017-1-NB-0

07/12/16

10/01/17

PRC-018-1

Disturbance Monitoring Equipment Installation and Data Reporting

 

08/02/06

08/02/06

PRC-019-2

Coordination of Generating Unit or Plant Capabilities, Voltage Regulating Controls, and Protection

PRC-019-2-NB-0

12/14/15

01/01/172

PRC-021-1

Under-Voltage Load Shedding Program Data

 

02/07/06

02/07/06

PRC-022-1

Under-Voltage Load Shedding Program Performance

PRC-022-1-NB-0
(Effective 06/11/14)

02/07/06

02/07/06

PRC-023-3

Transmission Relay Loadability

PRC-023-3-NB-0

02/23/15

04/01/15

PRC-023-4

Transmission Relay Loadability

PRC-023-4-NB-0

07/12/16

10/01/17

PRC-024-2

Generator Frequency and Voltage Protective Relay Settings

PRC-024-2-NB-0

12/14/15

01/01/172

PRC-025-1

Generator Relay Loadability

PRC-025-1-NB-0

02/23/15

04/01/15

PRC-026-1

Relay Performance During Stable Power Swings

PRC-026-1-NB-0

10/12/16

01/01/182

TOP-001-1a

Reliability Responsibilities and Authorities

 

02/24/12

02/24/12

TOP-001-3

Transmission Operations

TOP-001-3-NB-0

07/12/16

10/01/17

TOP-002-2.1b

Normal Operations Planning

 

11/20/12

11/20/12

TOP-002-4

Operations Planning

TOP-002-4-NB-0

07/12/16

10/01/17

TOP-003-1

Planned Outage Coordination

 

02/23/09

07/01/09

TOP-003-3

Operational Reliability Data

TOP-003-3-NB-0

07/12/16

07/01/172

TOP-004-2

Transmission Operations

 

02/23/09

02/23/09

TOP-005-2a

Operational Reliability Information

 

02/24/12

07/01/12

TOP-006-2

Monitoring System Conditions

 

02/23/09

07/01/09

TOP-007-0

Reporting SOL and IROL Violations

 

02/08/05

02/08/05

TOP-008-1

Response to Transmission Limit Violations

 

11/01/06

11/01/06

TOP-010-1(i)

Real-time Reliability Monitoring and Analysis Capabilities

TOP-010-1(i)-NB-0

05/12/17

10/01/18

TPL-001-4

Transmission System Planning Performance Requirements

TPL-001-4-NB-0

05/14/14

07/01/15

TPL-002-0b

System Performance Following Loss of a Single BES Element

 

02/28/11

02/28/11

TPL-003-0b

System Performance Following Loss of Two or More BES Elements

 

09/27/13

09/27/13

TPL-004-0a

System Performance Following Extreme BES Events

 

09/27/13

09/27/13

TPL-007-1

Transmission System Planned Performance for Geomagnetic Disturbance Events

TPL-007-1-NB-0

04/18/17

01/01/182

VAR-001-4.1

Voltage and Reactive Control

VAR-001-4.1-NB-0

04/07/16

04/07/16

VAR-002-4

Generator Operation for Maintaining Network Voltage Schedules

VAR-002-4-NB-0

12/14/15

12/14/15

 



[1] See Standard for guidance on phased-in enforcement dates.

[2] See NB Appendix for guidance on phased-in enforcement dates.